About Us -> Compliance

The IFAlliance offers an outstanding compliance service. Members have access by phone and email to our compliance helpdesk and to a 24-hour fully searchable online library of compliance material.

Members also receive email bulletins and guidance on changes to Financial Services Authority regulations, together with expert support and advice on the FSA’s Treating Customers Fairly initiative.

We recommend one compliance support day a month for member firms. Beyond this, a six-monthly audit provides a more detailed examination of compliance, Training and Competence, TCF and other key areas.

Call us on 0800 731 8350 or email enquiries@ifalliance.co.uk to find out more about how our compliance service can help your business.

Benefits:

• Compliance helpdesk accessible by telephone and email
• 24-hour online compliance guide
• Regular email updates and guidance on FSA regulation changes
• Support and assistance to member firms’ compliance teams
• Monitoring ensures firms have appropriately qualified staff to deliver services offered to clients
• Each firm given pre-defined audit report on six-monthly basis.